Capital Markets Policy Council
Purpose
The Capital Markets Policy Council (CMPC) works with the Capital Markets Policy Group staff by providing guidance on financial market regulatory and policy issues, all from the perspective of what is best for markets, investors, and clients. The CMPC also assists staff with perspectives on research and advocacy positions developed in response to critical issues in the capital markets, including:
- Analysis and practitioner expertise on issues such as regulatory systems
- Perspectives on local research topics, including country comparisons of regulation of trading different types of securities and derivative instruments
- Comment letters regarding proposed policies to the European Commission, U.S. SEC, and othersThis advisory group works with CFA Institute staff to develop the program for our annual conferences. Drawing on their experience and knowledge of timely educational topics, group members provide guidance on the overall program plan as well as input on specific speakers and topics. Group members may also be involved with coordinating and/or moderating individual sessions at the conference.